Build the case assessments your business needs.
Compliance teams configure assessments in natural language – suitability rationale, capacity for loss, vulnerability indicators, tax wrapper appropriateness – then apply them consistently across every adviser, every case.
Upload adviser files
ContinueSuitability reports, fact finds & advice letters
Upload suitability reports, fact finds, advice letters, vulnerability records and meeting recordings. Detect maps every artefact to the right customer case automatically – ready to be assessed alongside the conversation that produced them.
Case ready · 4 artefacts mapped to CS-4820
Run AI review
ContinueDetect the gaps between what was said, documented and recommended
File Check reconciles every case in seconds – comparing the transcript, fact find and suitability report to surface missing evidence, inconsistencies and mis-alignments. Nothing is randomly sampled; every case is reviewed.
| Case ref | Client | Risk | Evidence checks | Doc alignment | Outcome | Assigned |
|---|---|---|---|---|---|---|
| CS-4821 | J. Patel ISA · Growth | LOW 12 | 12 / 12 | 8 / 8 | Pass | Auto-clear |
| CS-4820 | M. O’Hara Pension consolidation | HIGH 78 | 10 / 12 | 6 / 8 | Review | R. Hughes |
| CS-4819 | L. Chen GIA · Capital growth | LOW 18 | 12 / 12 | 8 / 8 | Pass | Auto-clear |
| CS-4818 | P. Williams Vulnerable indicator | CRIT 92 | 8 / 12 | 5 / 8 | Escalate | S. Begum |
| CS-4817 | A. Thompson Retirement income | LOW 22 | 12 / 12 | 8 / 8 | Pass | Auto-clear |
| CS-4816 | D. Singh Bond · Fixed income | HIGH 81 | 11 / 12 | 7 / 8 | Pass | Auto-clear |
Open flagged case for review
ContinueFocus compliance attention where it matters
Reviewers work only on the cases and evidence gaps that need human judgement. File Check surfaces the exact quote, page and reasoning behind every flag – with the policy checklist mapped alongside.
▸ View 2 evidence references Hide evidence
“Capacity for loss: medium. Client can tolerate a 20% short-term drawdown without lifestyle impact.” — Fact find p.4 · matches transcript 12:04
Adviser to supply alternatives comparison for Q2 before execution. Re-run File Check once uploaded — no client contact needed if evidence clears.
See outcomes & trends
ContinueFocus compliance attention where it matters
One dashboard across every case, every adviser and every policy. Suitability outcomes, advice quality lift, hours reinvested and cost saved — exportable as evidence bundles for the regulator.
See real-world impact
ContinueFile Check
From conversations to complete customer cases, File Check reviews every adviser file to surface gaps between what was said, documented and recommended, helping your compliance team focus where it matters most.
36,000 Hours
File-review time reinvested per year — turning sampling into full-case assurance
100% Coverage
Every case reviewed against your policy — no more random sampling
+58% Quality Lift
Advice quality trends up, rework and QA cost down 32%
Move from file sampling to case-level assurance.
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